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How the Ear Works Including Pictures and Graphics

© 2004 Hearing Central LLC

Sound

The ear is extremely sensitive; with the softest detectable sound, the eardrum only moves approximately one-millionth of an inch. Even this soft vibration is transferred to the inner ear for processing by the brain.  Our ability to detect sounds from the softest to the loudest covers an intensity range of approximately 100,000,000 to 1.

Sound travels as small waves of pressure through the air at a speed of about 740 miles per hour. What we hear are sound waves provided by vibrations of air molecules. We don't actually measure waves, but the calculated pressure that a wave makes against an object (ear drum). The measurements are shown in a logarithmic scales called Pascals or Micropascals.

The waves of sound act like ripples on the surface of a pond spreading out after a stone has been thrown in.



The "wave" itself consists of small pressure fluctuations in the air about the ambient (atmospheric) pressure. At some points along the sound wave, the air pressure is slightly above the ambient level (the air is compressed), and at others it is below (the air is rarefied). These compressions and rarefactions are generated by the source of the sound wave, usually a vibrating object such as a violin string, a loudspeaker, or a motor in a machine. When the pressure fluctuations in the wave reach the ear, the eardrum vibrates in direct response, and the pressure fluctuations are
heard as sound.

How Sound is measured
Waves have a number of measurable attributes:

  • Pitch (frequency) is the measurement of the pressure fluctuations of a wave i.e. how rapidly the waves change from above to below the ambient pressure (ambient pressure is the normal barometric pressure where the listener is hearing the sound). Another way  of looking at pitch is the number of crests that pass a point in a given second.
  • Intensity (loudness, amplitude, pressure) determines how loud the sound is. Amplitude is the measurement of pressure fluctuations in the sound wave i.e. how far the waves are above and below the ambient pressure.

Pitch (Frequency) - measured in Hz/kHz
Pitch is measured as "cycles per second- (cps)" which is now more commonly written as hertz (Hz); 261 Hz is equivalent to middle C on the piano. One thousand cycles per second (1,000 cps) is one kilohertz (1 kHz). The number of vibrations or cycles per second makes up frequency - the more vibrations, the higher the pitch of the sound.

Intensity (Loudness, Amplitude, Pressure) - measured in Pascals (Pa, µPa)
Sound waves also have intensity (loudness) and, when the comparison is made with ripples on the pond, this equates to the volume of the wave. In real life, it is easier to measure the pressure of the wave rather than its intensity. This pressure is measured in units called pascals. One pascal is rather large for sound pressure measurements so  micropascals (µPa), that is, one-millionth of a pascal are used to measure sounds related to the ear.

The following are examples:

Hearing A Clap

We hear sounds because our ears are sensitive to pressure waves. Perhaps the easiest type of sound wave to understand is a short, sudden event like a clap. When you clap the hands, the air that was between the hands is pushed aside. This increases the air pressure in the space near the hands, because more air molecules are temporarily compressed into less space. The high pressure pushes the air molecules outwards in all directions at the speed of sound. When the pressure wave reaches the ear, it pushes on the eardrum slightly, causing you to hear the clap.



A hand clap is a short event that causes a single pressure wave that quickly dies out. The image above shows the waveform for a typical hand clap. In the waveform, the horizontal axis represents time, and the vertical axis is for pressure. The initial high pressure is followed by low pressure, but the oscillation quickly dies out.


Hearing a bell
The other common type of sound wave is a periodic wave. When you ring a bell, after the initial strike (which is a little like a hand clap), the sound comes from the vibration of the bell. While the bell is still ringing, it vibrates at a particular frequency, depending on the size and shape of the bell, and this causes the nearby air to vibrate with the same frequency. This causes pressure waves of air to travel outwards from the bell, again at the speed of sound. Pressure waves from continuous vibration such as a bell look more like this:



When these sounds strike the ear drum, they cause the ear drum to vibrate at that frequency.


Range Of the Human Ear
For convenience pressure levels of sound are recorded as decibels (dB) which are logarithmic measurements. Response to increasing sound intensity is a "power of ten" or logarithmic relationship. The logarithmic unit of measurement means, for example. that 80dB is 10 times louder than 79dB. This is one of the motivations for using the decibel scale to measure sound intensity. A general 'rule of thumb' for loudness is that the power must be increased by about a factor of ten to sound twice as loud.

The range of pressures that the ear can hear is enormous. The quietest, just detectable sound may be 20 µPa, but a jet engine heard close by has a level of 20,000,000 µPa. The quietest sound that the average healthy 18 year old, without previous ear problems and with normal eardrums, can hear has a pressure of 20 micropascals (20 µPa). This level forms the basis for measuring the pressure of other commonly heard sounds in our environment. 

Many young, healthy humans (through teens and early twenties) can hear frequencies from about 20 Hz to 20,000 Hz, and can detect frequency differences as small as 0.2%. That is, we can tell the difference between a sound of 1000 Hz, and one of 1002 Hz.

    The Range of Pressure That Can Be Heard By An Undamaged Ear

    The ear is capable of hearing a wide range of sounds. The ratio of the sound pressure of the lowest limit that undamaged ears can hear to that of sounds that can cause permanent damage is more than a million. The decibel scale is logarithmic; it can be used to describe very large ratios
    Decibels Micropascals Typical Perception
    0 dB 20µPa The quietest sound an 18 year-old  healthy ear can hear
    20 dB 200µPa A very soft whisper
    45 dB 300 - 800 µPa A softly spoken voice
    60 dB 5,000 µPa An average spoken voice
    70 dB 20,000 µPa A shout
    80 dB 100,000 µPa A noisy motorcycle on a narrow street
    90 dB 500,000 µPa Jackhammers within 50 feet
    100-120 dB 5.000.000 µPa A heavy metal rock concert
    120 - 140 dB 20,000,000 µPa The noise of a jet engine within 250 yds.



Severity of hearing loss
Hearing loss is also measured in decibels (dB). Conversational speech is around 60dB. The degrees of hearing loss include:

    Hearing Loss Need for a hearing Aid
    Mild (cannot hear below 45dB) - soft sounds may be difficult to distinguish. None
    Moderate (cannot hear below 60dB) - conversational speech is hard to hear, especially if there is background noise (such as a television or radio). Yes- Our hearing aids are excellent for helping you if you have this range of hearing loss, especially if you cannot hear in the 55-60DB range
    Moderately severe (cannot hear below 75dB) - it is very difficult to hear ordinary speech. Yes- Our hearing aids are excellent for helping you if you have this range of hearing loss.
    Severe (cannot hear 76-90dB) - conversational speech can't be heard. Yes- However, our hearing aids will only help in the hearing range below 2000Hz. You will need to see an audiologist for testing.
    Profound (cannot hear 91dB+) - almost all sounds are inaudible. Some people with such a profound hearing loss can benefit from a hearing aid, but only to a small extentt. Yes- However, our hearing aids cannot help you if the hearing loss is this severe. You will need to see an audiologist or an ENT physician (Ear, Nose and Throat specialist


Damaged hair cells and deafness

There are a series of hair cells contained in the cochlea (inner ear) that are key to most people's hearing. They are called the "inner hairs" (more on this later). It is damage to, or lack of the inner hair cells that cause most deafness. High decibels i.e. loud music or sounds above 140 db. will cause some of these hairs to die, as will some serious infections. Once an inner hair dies, it cannot be replaced. Because we initially are born with only about 3500 of these hairs, loss of a few can make a big difference in our hearing capacity. (The cochlea and the role of these hairs are discussed in detail in this document)


The Mechanics of the Ear - How the Ear Works


The ear is made up of three basic structures: the outer ear, the middle ear, and the inner ear. Connecting the middle ear to the throat is a canal called the Eustachian tube.




Basic Ear Components

The outer ear consists of:

    • The ear lobe (pinna or auricle)
    • The ear canal, through which sound waves pass to the ear drum
    • The ear drum (which separates the outer ear from the middle ear)





The ear lobe and the outer ear canal, which delivers sound to the middle ear, make up the outer ear, the part that we see. Within the outer ear canal are wax-producing glands and hairs that protect the middle ear.

The middle ear consists of:

    • The inner part of the ear drum
    • The hammer (malleus)
    • The anvil (incus)
    • The stirrup (stapes)




The middle ear is a small cavity with the eardrum (tympanic membrane) on one side and the entrance to The inner ear on the other. Within The middle ear are 3 small bones (the ossicles) known as the hammer (malleus), anvil (incus), and stirrup (stapes) because of their shapes.



The function of the middle ear is to deliver sound to the inner ear where it is processed into a signal that the brain can recognize.

Within the middle ear, vibrations travel through three small bones (first the hammer, then the anvil, and finally the stirrup) to the cochlea. The hammer is attached to the lining of the eardrum, the anvil is attached to the hammer, and the stirrup links the anvil to the oval window, the opening to the inner ear. These three tiny bones amplify the sound from the ear drum by the time the vibration is transferred to the stirrup and the oval window.

The oval window as amplifier

The stirrup is connected to what is called the oval window on the outside of the cochlea. Because the oval window of the cochlea is smaller than the eardrum, when the stirrup vibrates from vibrations transmitted by the other bones, it causes a further amplification of the sound vibration - up to 20 times at some frequencies.

Normally, when sound hits the surface of a liquid, 99.5 per cent or more is reflected. However, the operation of the middle-ear mechanism results in about 50 per cent of the sound to be transferred to the inner ear - a very efficient mechanism!

The Eustachian tube



The middle ear is also connected by a narrow channel to the throat called the Eustachian tube. Th Eustachian tube is a pressure equalizer and drainage pipe.  Ordinarily, the Eustachian tube is closed because the air in the middle ear chamber must be completely still for the optimal vibration of the middle ear bones.

When you swallow or yawn, it opens briefly to allow an exchange of air, equalizing the air pressure within the middle ear and the air pressure outside. When you yawn or sneeze, or hold your nose and push out on your ear drums with your breath when descending in an airplane, and your ears "pop", the Eustachian tube is forced open and  the air pressure between the inner ear and the outside is balanced.

The Eustachian tube is also used to drain accumulations in the middle ear such as mucous or bacterial detritus.


The inner ear

The inner ear contains the most important parts of the hearing mechanism - two chambers called the vestibular labyrinth and the cochlea.

The vestibular labyrinth consists of elaborately formed canals (3 semicircular tubes that connect to one another), which are largely responsible for the sense of balance.

The cochlea, which begins at the oval window, curves into a shape that resembles a snail shell. Tiny hairs line the curves of the cochlea. Both the labyrinth and cochlea are filled with various fluids.




Vestibular labyrinth (semi-circular canals)

The semi-circular canals as balancers

The semicircular canals help to maintain a sense of balance by responding to gravity and changes in acceleration of the head (up/down, forward/back, and side to side) as shown in the following graphics.



The body senses its different positions and controls it's balance through fluid dynamics in the 3 semicircular canals providing separate "readings"; The semicircular canals act as miniature accelerometers.



The semicircular canals are arranged roughly at right angles with each other so that they represent all three planes in three-dimensional space. The horizontal canal lies in a plane pitched up approximately 30 degrees from the horizontal plane of the earth-erect head. The anterior (front) canals are located in vertical planes that project forward and outward by approximately 45 degrees. The posterior (rear) canals are located in vertical planes that project backward and outward by approximately 45 degrees.



If you could take the upper portion of each inner ear on each side of the head, they would be symmetrical: the front canal on one side of the head is parallel to the rear canal on the other as shown in the above diagram

Communicating balance to the brain

Messages to the brain as to the head's changes in position are generated by the fluid in the semicircular canals acting on calcium carbonate crystals that shift on their bed of sensory hairs in two fluid-filled cavities at the base of the semicircular canals: the utriculus and the sacculus. The changes as to which hairs are being stimulated by the presence of crystals are reported through the vestibular nerve to the cerebellum (a part of the brain) which in turn, translates the information into knowledge of the position of the head relative to gravity.
 


The Cochlea

The cochlea is the bottom portion of the inner ear and is the actual organ of hearing. It is embedded in the skull in what is called the mastoid area, a spongy part of the skull just behind where the jaw hinges. The mastoid bone acts as an amplifier for some sounds, especially those in the lower decibel ranges.

The cochlea is made up of:

    • The oval window to which the stirrup from the middle ear is attached
    • The round window which acts as a sound magnifier
    • Three fluid-filled canals that run the length of the cochlea and separated by thin membranes.
      1. The vestibular canal (scala vestibuli)
      2. The tympanic canal (scala tympani)
      3. The cochlear canal (scala media) that contains the Organ of Corti which in turn contains:
        • The hairs that move when certain wave lengths hit them (inner hairs)
        • Different hairs (outer hairs) that act as inner hair inhibitors
        • The basilar membrane that transmits fluid movement to the hairs
    • The auditory nerves that transmit information from the inner ear to the brain


       


How the Various Canals Work


The cochlea begins at the oval window where the middle ear stirrup is attached and curves into a shape that resembles a snail shell, where the chambers get narrower towards the end.  The coiled tube inside the snail-like apparatus contains three parallel canals discussed above, that run the length of the cochlear envelope.

The following diagram is a longitudinal cross-section of a cochlear showing the three major canals or ducts.

 
Graphic courtesy of NYU medical Center
 

The following is a cross-section of the same diagram above.


 

The cochlea as microphone

When sound waves from the world outside strike the eardrum, it vibrates. These vibrations from the eardrum are transmitted through the three bones of the middle ear and into the inner ear through the oval window. Action of the oval window causes fluids in the cochlea to create waves where they disturb the basilar membrane. Inner hairs attached to the basilar membrane convert the waves into electrical impulses that are transmitted to the brain by the auditory nerve.

The hair cells - keys to hearing

There are approximately 24,000 fibers or hairs in the Organ of Corti, organized into "inner" and "outer" hairs. These hairs are arranged in four long rows the length of the basilar membrane in the cochlea. In a healthy young human there are about 3,500 inner hair cells of varying lengths and about 12,000 outer hair cells. Each hair cell also has a cluster of small rigid hairs, which project from the thicker upper surface of the cell into the fluids that fills the cochlear duct. The tips of the hairs of the outer hair cells are lightly embedded in the under-surface of the basilar membrane whereas the tips of the inner hair cells do not reach the basilar membrane and stand free in the endolymph.

Inner hair cell operations

The inner hair cells consist of a single row running the length of the cochlea and lie closer to the core of the cochlea. Sensor neurons are in close contact with the top surface of each receptor hair cell and they transmit electrical changes to the brain through the basilar membrane when sound waves disturb the fluids in the vestibular and tympanic canals.  The inner hair cells are critical to hearing; it is the inner hairs that move in the Organ of Corti fluids, and translate the fluid movements to chemical messengers that can in turn be converted to electrical impulses that the brain understands.

Outer hair cell operations

There are three or four rows of outer hair cells, which are further away (sideways to the length of the cochlea, through which the brain sends messages back to the cochlear to mediate activity that the inner hairs have transmitted.  The outer hair cells complete the feedback loop from the brain back to the inner ear. The returning messages refine the sensitivity and frequency selectivity of the mechanical vibrations of the fluids in the cochlea by causing the outer hairs to inject inhibitor chemicals to counteract the action of the inner hair fluids. It is believed that this feedback mechanism and resultant injection of inhibitor chemicals allows the brain to "shut off" loud sounds that may damage the ear.

Basilar membrane

Overlying the hair cells is a gelatinous membrane called the tectorial or basilar membrane. One edge of this is attached to the bony core at the center of the cochlea (the modiolus); the other is loosely attached to the organ of Corti outside the outermost outer hair cell.





Messages to the Brain

Both the inner and outer hair fibers are all connected to the auditory nerve through the basilar membrane and, depending on the nature of the movements in the cochlear fluid, different hair fibers are put into motion. When the hair fibers move they send electrical signals to the auditory nerve which is connected to the auditory centre of the brain. In the brain the electrical impulses are translated into sounds which we recognize and understand. As a consequence, these hair fibers are essential to our hearing ability. Should these hair fibers become damaged or die, our hearing ability deteriorates.

Adjacent to the base of the hair cells are the nerves that carry impulses to the brain (they are not quite "embedded"  in the basilar membrane). At least 90 per cent of these nerves come from the inner hair cells, despite their smaller number. Each inner hair cell has about 10 nerve endings attached to it and there are, therefore, about 30,000 nerve fibers in the acoustic nerve that transmit the electrical equivalents of the sound waves to the brain.



Putting it all together


What the outer ear does

Sound waves from the external world travel through the auditory canal to the tympanic membrane (ear drum). The auditory canal can resonate and amplify sounds within a frequency range of about 60 Hz to 8000 Hz by up to a factor of 10. The difference in pressure between the sound wave striking the outer surface of the eardrum and normal atmospheric pressure on the inside of the eardrum causes the eardrum to vibrate.

Successive compressions and retractions of air waves reaching the eardrum result in changes in pressure between the outer ear and the middle ear. The Eustachian tube helps to keep the middle ear at atmospheric pressure so sounds are transmitted at true frequencies in the middle ear..

What the Middle Ear Does



From the vibrating ear drum, and in sequence, the malleus (hammer), the incus (anvil), and the stapes (stirrup), vibrate and transfer the vibrations to the oval window of the inner ear.


What the Inner Ear Does

The movement of the stapes, the third small bone, causes the oval window membrane to vibrate which, in turn, causes the fluids of the vestibular canal to move, then the tympanic canal fluids to move. As the fluids of the canals move, still at the same frequency of the original air waves, the round window membrane at the end of the tympanic canal functions as a sound multiplier, moving outward or inward at a 20X multiple as the oval window membrane is pushed in or sucked out by the stapes.



As a pressure wave passes through the fluids of the two canals, there is movement of the thin basilar membrane and, along with it, the organ of Corti containing the hair cells. The basilar membrane is flexible enough to move with the pressure of the sound source (see descriptions of wave movement on the basilar membrane, below). The basilar membrane is very narrow at the beginning of the cochlea, but also stiffer, and becomes three to four times wider and more malleable at the apex or helicotrema. A wave form with a high frequency will only affect the initial part of the basilar membrane, which is stiffer than the final segment that responds to low frequencies.


Simulation of a wave displacing the basilar membrane

The displacement of the basilar membrane induced by a sound source creates an envelope within the membrane which associates the frequency of the sound with the shape of the membrane.

At a mechanical level, measurements of the basilar membrane can be made similar to a wave frequency spectrum.



The higher frequency waves are picked up at the cochlear opening; the lower frequency waves are picked up towards the apex.

Waves build up to a maximum for each particular pitch and then rapidly fall away to nothing. The location of the peak of the wave varies at different pitches: for high-pitched sounds, the wave peaks vibrate (and are sensed) near the base of the cochlea, whereas for low-pitched sounds the peaks vibrate (and are sensed) near its apex (narrow end).

The movement of the fluid in the vestibular and tympanic canals causes the waves to cancel each other out, except for the specific wave (frequency) that is being transmitted through the fluids.

The hairs attached to the basilar membrane of the cochlear canal move up and down (and sideways) only when they recognize (vibrate to) a specific frequency. When hairs along the cochlear canal match a frequency (at the point where the waves are cancelled), they push against a specific part of the basilar membrane which in turn, stimulates the sensor neurons which carry the impulses to the brain's auditory centers. In other words, only certain hairs respond to certain sound waves, and as a result, the brain only hears what the hairs and basilar membrane send.


For Biochemists Only :)

The following are the physical and chemical sequences of events that allow hearing to occur from the cochlea:

As a wave reaches its peak in the cochlea, the outer hair cells near this peak give a small, physical push to enhance the movement of the basilar membrane. Much like a carpet on a floor being pushed into folds, the basilar membrane's folds act as an amplifier and cause the endolymph in the tympanic canal (high in potassium with a positive charge) to squirt towards the hairs of the inner hair cells which have a negative charge (calcium). The hairs are deflected and very small channels open up near the tips of the hairs. The potassium atoms in the endolymph flow through these small channels, being propelled by their charges. This action is called depolarization - a positive change in the voltage across a cell's membrane.



Translating from chemicals to electricity

When the the potassium comes in contact with the hair cell, it alters the membrane of the hair cell. The chemical sensitivity of the hair cell triggers an action at the bottom of the hair. Small parcels of chemicals (calcium influx via voltage-gated channels) cause neurotransmitters (in the form of glutamate) to be released from the base of the hair cell over a synapse, causing the nerves across the synapse to become active and send an electrical impulse towards the brain. (See the graphic of a hair cell, above - at the bottom of the hair cell are spaces - synapses)

The feedback loop

In addition to sending information to the brain, the inner ear is subject to feedback regulation from the brain. Neurons in the brainstem send messages back to the cochlea where, based on the "content" of the messages the brain is receiving from the inner hair cells i.e. what sounds it is hearing.  This feedback is terminated at the outer hair cells; if necessary ducts at the base of the hairs release the neurotransmitter acetylcholine to inhibit the action of inner hair cells.

It is thought that one of the functions of this feedback/inhibitor mechanism is to protect the cochlea (and the sensitivities of the user) to loud and sudden noises.

It is also postulated that the brain's signals also induce a physical response to assist with the cochlear protection mechanism: the postulate is that the effect of the acetylcholine also causes the outer hair cells to halt their movement, or even move in a counter-cyclical motion and create interference patterns to dampen the fluid wave action for loud or damaging sounds. However this has not been proven to date.









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